Preconference - Ethics: CFP® Board Revised Code/Standards*
2
2
2
Regulatory Ethics
Workshop
9/3/2025
1:00 PM - 3:00 PM
Declaration AB
This program fulfills the requirement for CFP® Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's Code of Ethics and Standards of Conduct, which is effective July 1, 2024.
Success starts by first understanding the learning objectives and intended outcomes for the program. The goal of this program is to position the application of CFP Board's Code of Ethics and Standards of Conduct as the foundation for ethical financial planning.
Learning Objectives:
- Recognize when a CFP® professional is providing Financial Advice.
- Apply the Fiduciary Duty.
- Describe the Financial Planning process.
- Determine what information must be provided to the client and when to document the exchange of information.
- Identify duties when using or referring other service providers or technologies.
- Describe the CFP Board enforcement process.