NAPFA Fall 2025 National Conference Speaker

Lori is the founder and head of the Law Office of Lori J. Neidel, LLC, a law firm providing legal services to registered investment advisers, and Adviser Compliance Services, a compliance consulting firm providing outsourced compliance services to independent RIAs. Lori has a long and a wide variety of experience in the financial industry. After law school, Lori began her career in the financial services sector as the Chief Enforcement Counsel at the Missouri Securities Division whereby she led the Division’s staff of examiners and investigators. From 2011 until 2015, Lori served as Vice Chair of the Board of Trustees of the Missouri State Employees’ $9 billion pension fund. Since 2010 she has had the Law Office of Lori Neidel and in 2012 Adviser Compliance Services where she provides legal and compliance services to independent RIAs.