Preconference - Ethics: CFP® Board Revised Code/Standards*
2
2
2
Behavioral Ethics
Workshop
5/7/2025
1:00 PM - 3:00 PM
Deer Valley
This program fulfills the requirement for CFP® Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's Code of Ethics and Standards of Conduct, which is effective July 1, 2024.
Learning Objectives:
- Recognize when a CFP® professional is providing Financial Advice.
- Apply the Fiduciary Duty.
- Describe the Financial Planning process.
- Determine what information must be provided to the client and when to document the exchange of information.
- Identify duties when using or referring other service providers or technologies.
- Describe the CFP Board enforcement process.
