Kickstart Your Learning with Preconference Sessions
Arriving in Phoenix early? Take advantage of the opportunity to deepen your expertise with one of our three specialized preconference sessions. Whether you’re looking to fulfill your ethics CE requirement, expand your services with advanced education planning, or develop actionable strategies for fostering diversity and inclusion, these sessions offer valuable insights to enhance your practice. Join us on May 7 for an immersive learning experience before the main conference begins.
Ethics CE: CFP Board® Revised Code and Standards
May 7, 2025 | 1-3 PM
This program fulfills the requirement for CFP® Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's Code of Ethics and Standards of Conduct, which is effective July 1, 2024.
Learning Objectives:
- Recognize when a CFP® professional is providing Financial Advice.
- Apply the Fiduciary Duty.
- Describe the Financial Planning process.
- Determine what information must be provided to the client and when to document the exchange of information.
- Identify duties when using or referring other service providers or technologies.
- Describe the CFP Board enforcement process.
Educational Credits
NAPFA CE Credit: 2
CFP® CE Credit: 2
IAR CE Credit: 2*
Cost
Free with Paid Conference Registration
Presenters
Linda Leitz, PhD, CFP®, EA
Providing financial planning is much more than a career for Linda – it’s a lifelong mission. She believes that all individuals and families can feel in control of their finances and have money help provide them with the life they want. To have a more in-depth understanding of how people work through their financial concerns and to provide better support to her clients, Linda obtained a PhD in Personal Financial Planning. Because she believes that a strong financial planning profession best serves consumers with rigorous standards, she has given her time and efforts to organizations that further the profession and has served as Chair of the National Association of Personal Financial Advisors and currently serves on the Board of Directors of the CFP Board. Linda has three adult children and her hobbies include reading, hiking, and movies.
*NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions
NAPFA DEI Training and Certificate Workshop
May 7, 2025 | 1-4 PM
Building a workplace where everyone feels valued requires more than awareness—it takes intentional action. This engaging session will help financial professionals recognize and challenge biases, foster a culture of inclusion, and create workplaces where both employees and clients can thrive. By understanding the impact of bias in decision-making and client interactions, participants will gain practical tools to cultivate an environment of trust, respect, and belonging. This session goes beyond theory, offering real-world strategies that can be implemented immediately to drive meaningful change.
The NAPFA DEI Training and Certificate program aims to provide NAPFA members and other financial advisors with resources and education around four specific DEI topics—culture, hiring practices, people, and inclusion. The certificate program provides participants with the skills to transform their workplace by cultivating an inclusive and diverse environment.
Attendees will learn how embracing varied perspectives through inclusive hiring practices and a supportive culture can unlock significant benefits, including improved decision-making, increased productivity, and enhanced employee retention. By shifting from "cultural fit" to "cultural add" and recognizing each individual's unique contributions, you'll gain the tools to create a workplace where employees feel valued and empowered to be their authentic selves.
This session will equip you with practical skills to build a culture of inclusion, leading to higher employee satisfaction, increased organizational performance, and a stronger, more cohesive team. Ultimately, you'll learn how to create a workplace where everyone thrives, contributing to a more successful and dynamic organization.
Learning Objectives
- Equip NAPFA members with education on fostering inclusion and belonging in financial planning.
- Provide resources to professionals dedicated to increasing representation in the industry.
- Offer strategies to better serve historically marginalized clients and communities.
- Share practical approaches to creating a more welcoming and inclusive firm culture.
Format
After registering for the program, participants will receive access to four video modules. Each module should be viewed before the live preconference workshop. The videos are approximately three hours total in length.
Educational Credits
The program is eligible for NAPFA credit. The videos are a total of three (3.0) NAPFA credits in DEI, and the preconference workshop is four (3.0) NAPFA credits in DEI.
Cost
Members: $199
Non-Members: $249
About the Program
Learn about the program's origin story from DEI Committee Co-Chairs John Eing, CPA, MBA, CFP® and Mindy Neira, CFP®, ChSNC®. If you have any questions about the program, please contact TJ Baskerville.
Presenters
Ryan C. Warner, Ph.D.
Dr. Ryan C. Warner is a globally recognized speaker, award-winning psychologist, accomplished scholar, and military Veteran. With a steadfast focus on amplifying inclusion and mental wellness in the workplace, he propels organizational performance to unparalleled heights.
Harnessing his extensive expertise on human behavior, Dr. Warner frequently speaks on topics related to responding to microaggressions in the workplace, fostering inclusive cultures, and bolstering psychological resilience.
Dr. Warner takes a multi-faceted approach to assist teams with boosting their bottom line, fostering innovation, and optimizing effectiveness. As a thought leader and industry trailblazer, he supports individuals and organizations worldwide in unlocking their true potential. In his spare time, Dr. Warner loves spending time with family, traveling, exercising, and listening to music.
Bill Hampton
Bill Hampton is the owner of Hampton Tax and Financial Services, LLC, a comprehensive financial services firm that provides tax return preparation, financial planning, business entity formations, wills, trusts, business financing, and life insurance to clients nationwide. Bill is a former licensed financial advisor with over 25 years of financial industry experience, including 15 years in tax return preparation and tax planning. Bill is an IRS registered tax preparer and is currently studying to become a Certified Financial Planner (CFP). Bill has appeared in articles in NerdWallet.com, Yahoo News, Financial Planning Magazine, Black Enterprise Magazine, KeeperTax.com, Thryv.com, Stessa.com CreditCards.com, the Henry Herald and the Henry Neighbor. Bill has been a certified business mentor with SCORE since 2020.
Amy Irvine
Amy is the Founder/Owner of Rooted Planning Group. She has had varied experiences in her financial career and successfully transitioned to opening her own firm, the Rooted Planning Group, in 2016. She currently serves on the Finance Committee for Fund for Women of the Southern Tier, the Endowment Committee for ART's Council of the Southern Finger Lakes, and the Corning-Painted Post Historical Society. She has previously served on the board for Faith-in-Action Steuben County and on the Human Ecology Committee for Cornell Cooperative Extension. Amy is currently on the NAPFA national Board of Directors.
Michelle Wilson
lives in the woods near a river in rural Ohio. Michelle is openly polyamorous and is part of the LGBTQ+ and kink communities. Her activism in that arena led her to become an advisor specializing in customized socially responsible investment portfolios. In her free time, she enjoys spending time with her partner, Gil, her girlfriend, Anastasia, her dog, Theo, and being near her children and their families. On founding a business dedicated to sustainable practices, Michelle is grateful to be doing something that matters and makes a difference in the world.
Education Planning Workshop: From Six-Figure 529 Plans to Six-Figure Student Loans
May 7, 2025 | 1-3 PM
Presented by the NAPFA Foundation
This Advanced Education Planning pre-conference workshop is designed to equip advisors working with clients from all generations with advanced knowledge and practical skills in education funding, financial aid planning, and student loan advising. This program will cover key concepts, strategies, and case studies to provide attendees with a comprehensive understanding of effective advanced education planning techniques.
Learning Objectives
- Analyze advanced techniques for funding higher education expenses and understand the nuances of building a multi-savings vehicles strategy that includes vehicles such as 529 plans, CESAs, brokerage accounts, and custodial accounts.
- Gain insights into the complex landscape of financial aid, including grants, scholarships, and loans and develop strategies to minimize out-of-pocket expenses for students and families.
- Develop proficiency in advising on student loans, including understanding different types of loans, repayment options, and loan forgiveness programs.
Educational Credits
NAPFA CE Credit: 2
CFP® CE Credit: 2
Cost
Members: $199
Non-Members: $249
Free for CCFC Designees. Please contact foundation@napfa.org for more details and to receive your promo code.
Presenter
Ross Riskin, DBA, CPA/PFS, CCFC
Dr. Riskin serves as Chief Learning Officer for the Investments & Wealth Institute and his research and professional expertise focus on advice engagement, education planning, and tax and wealth transfer planning for high-income and high-net-worth individuals. He is also the Founder and Chief Creative Officer at visiWealth and sits on the Advisory Council for the American Institute of Certified College Financial Consultants (AICCFC).
Ross is recognized as a thought leader and expert in the areas of tax planning, college planning, student loan advising, and advice engagement, and he is the author of The Adviser’s Guide to Education Planning: 1st and 2nd Editions, which are published by the AICPA. Ross has been the recipient of the 40 Under 40 Award from both InvestmentNews and CPA Practice Advisor and has received the Standing Ovation in Personal Financial Planning Award from the AICPA, and the Accounting Educator of Excellence Award from the CT Society of CPAs.
NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions
