Compliance of Today for RIAs in AI and Digital Assets

This presentation will provide an up-to-date regulatory view of AI and digital assets by federal in state regulators. Related to the regulatory framework, the presentation will include compliance considerations surrounding AI in your practice management and using digital assets in your investment management; and an adviser wil hear how to develop their firm's policies and procedures for AI and digital assets.

Learning Objectives:

1. Become aware of updated regulatory information surrounding AI, digital assets, and cybersecurity
2. Understand the current shift in the SEC's regulatory framework using digital assets as an example
3. Be able to understand the adequacy of their firm's current compliance efforts when engaging and adopting the use of these technologies in their advising