Preconference - Ethics: CFP® Board Revised Code/Standards*

This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's Code of Ethics and Standards of Conduct, which is effective July 1, 2024.

Learning Objectives:

• Recognize when a CFP® professional is providing Financial Advice.
• Apply the Fiduciary Duty.
• Describe the Financial Planning process.
• Determine what information must be provided to the client and when to document the exchange of information.
• Identify duties when using or referring other service providers or technologies.
• Describe the CFP Board enforcement process.

NAPFA has applied to be an IAR CE provider and, based on acceptance, will offer 2 IAR CE credits for this course.

NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.